Russell L. Finney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Lynn Finney, CFP® was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1993. Russell had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
January 18, 2005 - January 2, 2024
CAPITAL ADVISORY SERVICES, LLC
September 2, 2003 - December 31, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 31, 2003 - December 31, 2023
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 9, 1996 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
December 18, 1995 - January 9, 1996
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
May 25, 1993 - December 20, 1995
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ADVISORY SERVICES, LLC
CRD#: 121227 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,279 |
| AUM (Assets Under Management) | $ 78,107,730 |
Red Flags
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