Mark B. Haiken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Bennett Haiken was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1970. Mark had worked at 15 firms and has passed the Series 63, SIE, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - October 24, 2016
RNR SECURITIES, L.L.C.
May 18, 2010 - December 15, 2014
MSC - BD, LLC
August 13, 2004 - May 18, 2010
ALTERNATIVE WEALTH STRATEGIES, INC.
October 23, 2003 - July 29, 2004
SEIDEL & CO., LLC
March 9, 1998 - November 29, 2001
COLEMAN & COMPANY SECURITIES, INC.
May 8, 1997 - August 21, 1997
MEYERS POLLOCK ROBBINS, INC.
June 27, 1995 - January 17, 1996
G - W BROKERAGE GROUP, INC.
April 5, 1993 - September 23, 2003
AMERIPROP, INC.
June 5, 1992 - November 6, 1998
KERN, SUSLOW SECURITIES, INC.
January 19, 1990 - March 25, 1992
A. T. BROD & CO. INC.
May 21, 1980 - September 19, 1983
MARKS, ALLEN & CO.
July 26, 1976 - August 19, 1992
NOXON INVESTORS CORP.
April 28, 1975 - October 28, 1976
MONARCH FUNDING CORP.
June 11, 1973 - July 11, 1975
GINBERG & COMPANY INC
October 19, 1970 - June 24, 1973
CLAYTON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/23/1963
Registered Representative ExaminationF04
Date: 5/17/1976
Financial Principal ExaminationSeries 40
Date: 5/12/1976
Registered Principal ExaminationCurrent Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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