Peter F. Yuen
Professional summary
Peter Foon Sheung Yuen, who also goes by Peter Yuen, is a registered financial professional currently at BERENBERG CAPITAL MARKETS LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Foon Sheung Yuen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2022 - Present
BERENBERG CAPITAL MARKETS LLC
Office #1: 1251 Avenue Of The Americas 53rd Floor, New York, NY 10020November 10, 2010 - March 2, 2022
SG AMERICAS SECURITIES, LLC
June 4, 2008 - January 29, 2010
ABEL/NOSER CORP.
July 6, 2006 - January 10, 2008
J.P. MORGAN SECURITIES INC.
October 31, 2000 - June 21, 2006
LEHMAN BROTHERS INC.
March 13, 1995 - October 20, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/27/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
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