Brendan Christian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Christian was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 1994. Brendan had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2017 - November 8, 2017
FIRST STANDARD FINANCIAL COMPANY LLC
February 23, 2015 - June 21, 2016
FORESTERS FINANCIAL SERVICES, INC.
January 17, 2014 - May 19, 2014
CAPE SECURITIES INC.
July 28, 2005 - December 6, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 16, 1999 - May 27, 2005
CHASE INVESTMENT SERVICES CORP.
May 14, 1999 - May 27, 2005
CHASE INVESTMENT SERVICES CORP.
September 10, 1997 - February 26, 1999
ESSEX NATIONAL SECURITIES, LLC
October 21, 1996 - July 18, 1997
MASON HILL & CO., INC.
March 12, 1996 - February 11, 1997
GLOBAL CAPITAL MARKETS, LLC
January 4, 1996 - April 8, 1996
AMERICORP SECURITIES, INC.
May 1, 1995 - January 4, 1996
A.S. GOLDMEN & CO., INC.
August 24, 1994 - September 15, 1994
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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