Craig E. Bruno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Edmund Bruno was a registered financial advisor .
Craig is a previously registered financial advisor and started their career in finance in 1993. Craig had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - December 31, 2014
KOVACK SECURITIES INC.
October 18, 2010 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
September 29, 2010 - December 31, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
September 11, 2008 - July 19, 2010
VOYA FINANCIAL ADVISORS, INC.
August 25, 2008 - July 19, 2010
VOYA FINANCIAL ADVISORS, INC.
March 10, 2004 - July 8, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
March 29, 1993 - July 8, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
