Mark A. Guilliatt

AFSC ADVISORS,

Council Bluffs, IA 51503

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CRD#: 2334881

Professional summary

Mark Allen Jerome Guilliatt, CFP®, ChFC®, CLU®, who also goes by Aj Guilliatt, is a registered financial advisor currently at AFSC ADVISORS, INC located in Council Bluffs, Iowa.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Estate Planning

Retirement Planning

Investment Planning

Insurance Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Aj Guilliatt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REAL ESTATE MANAGEMENT/ OWNER 20 HOURS A WEEK PAST 3 YEARS NEBRASKA MEDICAID PLANNING 10 HOURS A WEEK 20 YEARS/ MEDICAID APPLICATION PROCESSING Owner/President of AFSC Advisors, a state registered Investment Advisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Jerome Guilliatt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

May 27, 2016 - Present

AFSC ADVISORS, INC

Office #1: 149 W. Broadway, Council Bluffs, IA 51503

RIA

CRD#: 281467

Council Bluffs, IA

Past

April 4, 2018 - December 31, 2018

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

February 8, 2006 - July 18, 2016

INTERVEST INTERNATIONAL, INC.

RIA

CRD#: 111516

FREMONT, NE

Past

December 20, 2001 - July 18, 2016

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

FREMONT, NE

Past

August 21, 2001 - December 20, 2001

RICHARD B. VANCE & COMPANY

CRD#: 3656

JOLIET, IL

Past

March 29, 2000 - August 27, 2001

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

February 1, 1997 - March 9, 2000

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

March 26, 1993 - August 16, 1995

FIRST LINCOLN INVESTMENTS, INC.

CRD#: 7076

LINCOLN, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/27/2016)

IAR

Nebraska
(11/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/24/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AFSC ADVISORS, INC

CRD#: 281467 / SEC#:

Iowa

Registered Investment Advisory firm - (5/27/2016 Approved)

Nebraska

Registered Investment Advisory firm - (11/8/2016 Approved)

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Contact information

Main Address

149 W. Broadway, Council Bluffs, IA 51503

Mailing Address

Phone number

(402) 317-7147

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 31,652,512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Mark A. Guilliatt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Jerome Guilliatt's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

INTERVEST INTERNATIONAL, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

RICHARD B. VANCE & COMPANY

1717 CAPITAL MANAGEMENT COMPANY

PRINCIPAL SECURITIES, INC.

FIRST LINCOLN INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/8/1993

SIE

Date: 10/1/2018

Series 7

Date: 4/12/2002

Series 6

Date: 3/24/1993

Current Firm

AFSC ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AFSC ADVISORS, INC

TRUST BUT VERIFY

Contact information

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