Sabato J. Deluca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sabato Joseph Deluca, who also goes by Sam Deluca, was a registered financial professional .
Sabato is a previously registered financial professional and started their career in finance in 1993. Sabato had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2015 - December 21, 2016
FINANCIAL PARTNERS, LLC
January 21, 2011 - December 31, 2014
SANTA FE CAPITAL MANAGEMENT, LLC
August 20, 2003 - March 25, 2005
INSIGHT SECURITIES, INC.
July 2, 1993 - August 27, 2003
OSAIC WEALTH, INC.
April 12, 1993 - May 13, 1997
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
Primary Firm SEC Registration
FINANCIAL PARTNERS, LLC
CRD#: 170002 / SEC#: 801-110092
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL PARTNERS, LLC
CRD#: 170002 / SEC#: 801-110092
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 145,637,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
