MG
Marc D. Goldstein
HAVEN WEALTH GROUP
Atlanta, GA 30350
Some features on this profile are disabled
CRD#: 2334828
MG
Professional summary
Marc Dale Goldstein is a registered financial advisor currently at HAVEN WEALTH GROUP located in Atlanta, Georgia.
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Marc has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARC GOLDSTEIN HAS INVESTED IN THE FOLLOWING REAL ESTATE AND HEDGE FUNDS AS A LIMITED PARTNER. HE SPENDS LESS THAN 1 HOUR PER MONTH ON THESE INVESTMENTS.
1.OPPORTUNITY PARTNERS (3375 BLACKBRIDLE WALK, MARIETTA GA 30067) - THIS PARTNERSHIP IS INVESTED IN A PRIVATE EQUITY FUND HOLDING THROUGH WEXFORD CAPITAL MANAGEMENT CALLED WEXFORD VII.
2.OPPORTUNITY PARTNERS II (3375 BLACKBRIDLE WALK, MARIETTA GA 30067 - THIS PARTNERSHIP IS INVESTED IN 3 HEDGE FUNDS AND A PRIVATE EQUITY FUND. THE HEDGE FUND HOLDINGS ARE WEXFORD CATALYST FUND, WEXFORD CREDIT OPPORTUNITY FUND, TESERA FUND RUN BY RK CAPITAL MANAGEMENT AND A PRIVATE EQUITY NAMED WEXFORD IX.
3.ARNOLD MILL PARTNERS (8309 HEWLETT RD ATLANTA, GA 30350) - OWNS 15 Sewer Taps
4.TSO REAL ESTATE FUND (1401 PEACHTREE ST, STE. 400 ATLANTA, GA 30309) - PASSIVE REAL ESTATE INVESTMENT FUND.
5. MARC IS A PARTNER IN 189 LITTLE VICTORIA RD. WOODSTOCK, GA 30188.
6. MARC IS A PARTNER AND INVESTOR IN GO GREEK (SON'S BUSINESS)
CRS (Client Relationship Summary) - RIA
Click below to view Marc Dale Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2018 - Present
HAVEN WEALTH GROUP
Office #1: 8309 Hewlett Rd., Atlanta, GA 30350RIA
CRD#: 148099
Atlanta, GA
Past
October 31, 2016 - December 31, 2017
HAVEN WEALTH GROUP
RIA
CRD#: 148099
Atlanta, GA
Past
July 26, 2011 - October 3, 2016
BLACK DIAMOND INVESTMENT PARTNERS, LLC
RIA
CRD#: 154640
ATLANTA, GA
Past
May 4, 1993 - June 27, 2011
DAVIS, MENDEL & REGENSTEIN, INC.
BD
CRD#: 8521
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HAVEN WEALTH GROUP
HAVEN WEALTH GROUP | HAVEN WEALTH GROUP LLC
CRD#: 148099 / SEC#: 801-69527
RIA
Registered Investment Advisory firm - (9/12/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(4/16/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
HW
HAVEN WEALTH GROUP
HAVEN WEALTH GROUP | HAVEN WEALTH GROUP LLC
CRD#: 148099 / SEC#: 801-69527
RIA
Registered Investment Advisory firm - (9/12/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1111 North Loop West, Ste 1110, Houston, TX 77008-1773
Mailing Address
Phone number
(713) 980-8820
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 774 |
| AUM (Assets Under Management) | $ 397,751,046 |
Red Flags
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