Edward B. Whorton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Bruce Whorton was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2010 - November 20, 2013
WRP INVESTMENTS, INC.
March 8, 2010 - November 20, 2013
WRP INVESTMENTS, INC.
May 31, 2007 - March 23, 2010
GUNNALLEN FINANCIAL, INC
May 17, 2007 - March 23, 2010
GUNNALLEN FINANCIAL, INC
May 23, 2005 - April 23, 2007
JANNEY MONTGOMERY SCOTT LLC
February 1, 2001 - April 23, 2007
JANNEY MONTGOMERY SCOTT LLC
March 13, 1998 - January 25, 2001
LEGG MASON WOOD WALKER, INCORPORATED
April 5, 1995 - March 18, 1998
PRUDENTIAL EQUITY GROUP, LLC
March 24, 1993 - January 11, 1996
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
