Danielle M. Barr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danielle Marie Barr, who also goes by Danielle Marie Barr, Danielle Marie Burton, Danielle Marie Lee, was a registered financial professional .
Danielle is a previously registered financial professional and started their career in finance in 1993. Danielle had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2016 - January 2, 2020
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
July 3, 2014 - February 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
June 12, 2014 - February 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
November 29, 2002 - May 28, 2004
WELLS FARGO BROKERAGE SERVICES, L.L.C.
May 2, 2001 - November 29, 2002
WELLS FARGO INVESTMENTS, LLC
July 12, 1999 - May 2, 2001
WELLS FARGO SECURITIES INC.
June 27, 1995 - July 12, 1999
ARK FUNDS DISTRIBUTORS, LLC
October 13, 1993 - June 1, 1995
WELLS FARGO BROKERAGE SERVICES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/8/2023
General Securities Representative ExaminationCurrent Firm
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
CRD#: 487 / SEC#: , 8-395
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO BANK, N.A. | MEMBER | |
| CLEWS, KENNETH JAMES | FINOP/PRINCIPAL FINANCIAL OFFICER | 4155852 |
| GALLO, NICOLE ELISE | CHIEF COMPLIANCE OFFICER | 4915541 |
| NICOLOSI, SEAN MICHAEL | PRINCIPAL OPERATIONS OFFICER, DIRECTOR | 4082275 |
| TABACK, ADAM IRA | PRESIDENT / DIRECTOR | 2378786 |
| WILLS-ZAPATA, TRACY CECILE | DIRECTOR | 2601580 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
