Eric T. Leinweaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Thomas Leinweaver was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1993. Eric had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2009 - June 21, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
January 16, 2007 - January 1, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
March 1, 2005 - September 7, 2006
INVESTORS CAPITAL CORP.
March 1, 2005 - September 7, 2006
INVESTORS CAPITAL CORP.
August 1, 2003 - January 28, 2005
BIRCHTREE FINANCIAL SERVICES LLC
June 12, 2001 - July 21, 2003
PENTEGRA DISTRIBUTORS INC.
April 12, 1995 - January 5, 2001
PPI EMPLOYEE BENEFITS CORPORATION
April 13, 1993 - April 3, 1995
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
CRD#: 37819 / SEC#: , 8-48097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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