KG
Katherine A. Gross
THRIVENT INVESTMENT MANAGEMENT
Gainesville, FL
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CRD#: 2334019
KG
Professional summary
Katherine Anne Gross, who also goes by Katherine Anne Albertin, Katherine Anne Gross, Katherine Anne Powers, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Gainesville, Florida.
Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Katherine has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katherine Anne Albertin | Katherine Anne Gross | Katherine Anne Powers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KATHERINE144 HOLDINGS, LLC POSITION: Owner NATURE: I currently have 5 offices in my office condo and am renting out two of the additional spaces. I'm hoping to rent out more. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/03/2020 ADDRESS: 7733 W Newberry Rd., Suite B2, Gainesville FL 32608, United States DESCRIPTION: Have lease signed - I have a real estate agent that has been actively marketing it and taking care of the lease's so it's less than 1 hour per month. NEWBERRY HILLS OFFICE CONDO POSITION: Vice President NATURE: Condo board for office complex. The board makeup requires 3 owners. There are currently 3 owners. Therefore, there was no choice in being on this board. There is an annual meeting once per year. This literally involves none of my time. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/18/2019 ADDRESS: 7733 W Newberry Rd., Gainesville FL 32606, United States DESCRIPTION: This will not even require 1 hour per month. The property is managed by a CAMS licensed property manager. I'm more on the board in name only to fit requirements. The board meets once per year unless an issue comes up. FIRST LUTHERAN CHURCH POSITION: Stewardship Commitee Chair NATURE: A local house of worhsip of the Lutheran faith with a daycare. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2025 ADDRESS: 1801 NW 5th Ave., Gainesville FL 32603, United States DESCRIPTION: To impress on the congrestation a clear vision of the world's need of Christ and the responsibility of each member in meeting that need. To promote programs to encouracge each member in proportionate giving to God for the furtherance of His plans through the work of First Lutheran Church, The FL-GA District & the LCMS. To plan, prepgare and implement the annual pledge program in the congregation so as to develop Christian attitudes in members regarding the giving of their time talent & treasure.
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Anne Gross's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Katherine Anne Gross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 7733 W Newberry Rd Ste B2, Gainesville, FL 32606Office #3: 4343 Shallowford Rd, Marietta, GA 30062RIA
BD
CRD#: 18387
Gainesville, FL
Current
June 3, 1993 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 7733 W Newberry Rd Ste B2, Gainesville, FL 32606Office #2: 4343 Shallowford Rd, Marietta, GA 30062RIA
BD
CRD#: 18387
Gainesville, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/4/2023)
RR
Arizona(2/29/2024)
RR
Florida(11/4/2002)
IAR
Florida(4/27/2018)
RR
Georgia(4/12/2021)
IAR
Georgia(8/19/2025)
RR
Indiana(6/3/1993)
RR
Kentucky(7/25/2017)
RR
Louisiana(7/31/2023)
RR
Missouri(5/10/2021)
RR
North Carolina(11/27/2023)
RR
Ohio(1/13/2023)
RR
Pennsylvania(3/24/2011)
RR
Texas(8/30/2023)
IAR
Texas(8/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
