Robert A. Hudec
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Hudec, who also goes by Rob Hudec, Robert A Hudec, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2012 - December 4, 2019
GLP INVESTMENT SERVICES, LLC
September 13, 2010 - March 29, 2012
VALIC FINANCIAL ADVISORS, INC.
May 14, 2009 - September 17, 2010
ALLSTATE FINANCIAL SERVICES, LLC
November 15, 2005 - April 27, 2009
AUTO CLUB FUNDS, INC.
July 1, 2002 - October 21, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
September 23, 1993 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLP INVESTMENT SERVICES, LLC
CRD#: 25450 / SEC#: , 8-41868
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
