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MH

Marni A. Handel

THE HERBST GROUP
WESTPORT, CT
Some features on this profile are disabled
CRD#: 2333840
MH

Professional summary

Marni Andrea Handel, who also goes by Marni Andrea Radelman, Marni Andrea Radelman, is a registered financial advisor currently at THE HERBST GROUP, LLC located in Westport, Connecticut.

Marni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Marni has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Marni Andrea Radelman | Marni Andrea Radelman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marni Andrea Handel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 29, 2025 - Present

THE HERBST GROUP, LLC

RIA
CRD#: 309319
WESTPORT, CT
Past

September 9, 2025 - September 11, 2025

GLADSTONE WEALTH PARTNERS

RIA
CRD#: 250787
Purchase, NY
Past

July 10, 2024 - May 27, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
WESTPORT, CT
Past

November 4, 2019 - March 27, 2024

MERIT FINANCIAL ADVISORS

RIA
CRD#: 142457
WILTON, CT
Past

August 23, 2019 - November 4, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
WILTON, CT
Past

August 23, 2019 - April 8, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
WILTON, CT
Past

September 16, 2015 - August 5, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
RIDGEFIELD, CT
Past

September 16, 2015 - August 5, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
RIDGEFIELD, CT
Past

March 30, 2015 - August 28, 2015

VISION INVESTMENT ADVISORS, LLC

RIA
CRD#: 109621
STAMFORD, CT
Past

February 6, 2009 - August 28, 2015

VISION FINANCIAL MARKETS LLC

BD
CRD#: 142271
STAMFORD, CT
Past

June 13, 2007 - August 28, 2015

VISION BROKERAGE SERVICES, LLC

BD
CRD#: 47927
STAMFORD, CT
Past

March 8, 2006 - May 9, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 14, 2000 - March 8, 2006

ADVEST, INC.

BD
CRD#: 10
NEW YORK, NY
Past

April 29, 1994 - April 24, 2000

LEBENTHAL & CO., INC.

BD
CRD#: 6490
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HERBST GROUP, LLC
ANEW WEALTH MANAGEMENT | THE HERBST GROUP, LLC

CRD#: 309319 / SEC#: 801-118872

RIA
Registered Investment Advisory firm - (6/5/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(10/29/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/30/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/28/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/27/1994
General Securities Representative Examination

Current Firm

TH
THE HERBST GROUP, LLC
ANEW WEALTH MANAGEMENT | THE HERBST GROUP, LLC

CRD#: 309319 / SEC#: 801-118872

RIA
Registered Investment Advisory firm - (6/5/2020 Approved)
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Contact information

Main Address
Westport, CT
Mailing Address
Phone number
(212) 488-1701
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE HERBST GROUP DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (11/11/2025)

Regulatory assets under management

Total Number of Accounts297
AUM (Assets Under Management)$ 206,957,094

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE HERBST GROUP, LLC

CRD#: 309319Westport, CT

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