Marni A. Handel

CRD#: 2333840

Some features on this profile are disabled

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marni Andrea Handel, who also goes by Marni Andrea Radelman, Marni Andrea Radelman, was a registered financial professional .

Marni is a previously registered financial professional and started their career in finance in 1994. Marni had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marni Andrea Radelman | Marni Andrea Radelman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 29, 2025 - May 19, 2026

THE HERBST GROUP, LLC

RIA

CRD#: 309319

WESTPORT, CT

Past

September 9, 2025 - September 11, 2025

GLADSTONE WEALTH PARTNERS

RIA

CRD#: 250787

Purchase, NY

Past

July 10, 2024 - May 27, 2025

LPL FINANCIAL LLC

CRD#: 6413

WESTPORT, CT

Past

November 4, 2019 - March 27, 2024

MERIT FINANCIAL ADVISORS

RIA

CRD#: 142457

WILTON, CT

Past

August 23, 2019 - November 4, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

WILTON, CT

Past

August 23, 2019 - April 8, 2024

LPL FINANCIAL LLC

CRD#: 6413

WILTON, CT

Past

September 16, 2015 - August 5, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RIDGEFIELD, CT

Past

September 16, 2015 - August 5, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RIDGEFIELD, CT

Past

March 30, 2015 - August 28, 2015

VISION INVESTMENT ADVISORS, LLC

RIA

CRD#: 109621

STAMFORD, CT

Past

February 6, 2009 - August 28, 2015

VISION FINANCIAL MARKETS LLC

CRD#: 142271

STAMFORD, CT

Past

June 13, 2007 - August 28, 2015

VISION BROKERAGE SERVICES, LLC

CRD#: 47927

STAMFORD, CT

Past

March 8, 2006 - May 9, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 14, 2000 - March 8, 2006

ADVEST, INC.

CRD#: 10

NEW YORK, NY

Past

April 29, 1994 - April 24, 2000

LEBENTHAL & CO., INC.

CRD#: 6490

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE HERBST GROUP, LLC

ANEW WEALTH MANAGEMENT | THE HERBST GROUP, LLC

CRD#: 309319 / SEC#: 801-118872

RIA

Registered Investment Advisory firm - (6/5/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/1994

General Securities Representative Examination

Current Firm

THE HERBST GROUP, LLC

ANEW WEALTH MANAGEMENT | THE HERBST GROUP, LLC

CRD#: 309319 / SEC#: 801-118872

RIA

Registered Investment Advisory firm - (6/5/2020 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Westport, CT

Mailing Address

Phone number

(212) 488-1701

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE HERBST GROUP DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (3/20/2026)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 204,750,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marni A. Handel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GLADSTONE WEALTH PARTNERS

LPL FINANCIAL LLC

MERIT FINANCIAL ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VISION INVESTMENT ADVISORS, LLC

VISION FINANCIAL MARKETS LLC

VISION BROKERAGE SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ADVEST, INC.

LEBENTHAL & CO., INC.

Primary Firm SEC Registration

THE HERBST GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2015

Series 63

Date: 6/28/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/27/1994

Current Firm

THE HERBST GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE HERBST GROUP, LLC

TRUST BUT VERIFY

Similar Advisors