RK
Robert L. Koscik
PARK AVENUE SECURITIES LLC
Dayton, OH 45459
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CRD#: 2333835
RK
Professional summary
Robert L Koscik, who also goes by Robert Lawrence Koscik, Rob Koscik, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Dayton, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Lawrence Koscik | Rob Koscik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sale Insurance Products
When appropriate for clients I will offer Fixed annuities
Start: 12/12/2008
Address: Different addresses for different carriers
5 bus hrs per month
Investment related
2. DLAK Wealth Advisors
Firm name that we represent ourselves as from a branding perspective. (DBA)
Start: 06/02/2014
Address: 9100 West Chester Towne Centre, Ste 355;
West Chester, OH 45069
0 hrs per month
Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Robert L Koscik's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert L Koscik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2005 - Present
PARK AVENUE SECURITIES LLC
Office #1: 7755 Paragon Road Suite 107, Dayton, OH 45459Office #2: 9100 West Chester Towne Centre Dr Suite 355, West Chester, OH 45069RIA
BD
CRD#: 46173
Dayton, OH
Current
November 9, 2005 - Present
PARK AVENUE SECURITIES LLC
Office #1: 7755 Paragon Road Suite 107, Dayton, OH 45459Office #2: 9100 West Chester Towne Centre Dr Suite 355, West Chester, OH 45069RIA
BD
CRD#: 46173
Dayton, OH
Past
February 3, 2003 - June 24, 2005
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
CINCINNATI, OH
Past
December 20, 2002 - June 24, 2005
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
October 17, 2000 - December 31, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
September 9, 1993 - September 1, 2000
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
April 29, 1993 - August 18, 1993
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2020)
RR
Arizona(10/14/2021)
IAR
Arizona(10/20/2021)
RR
Arkansas(8/15/2019)
IAR
Arkansas(8/16/2019)
RR
California(6/28/2011)
IAR
California(6/29/2011)
RR
Colorado(2/23/2007)
IAR
Colorado(2/26/2007)
RR
Florida(3/6/2008)
IAR
Florida(3/7/2008)
RR
Georgia(9/27/2006)
IAR
Georgia(10/3/2006)
RR
Idaho(2/2/2024)
IAR
Idaho(2/2/2024)
RR
Indiana(6/10/2008)
IAR
Indiana(6/10/2008)
RR
Kentucky(11/9/2005)
IAR
Kentucky(12/7/2005)
RR
Louisiana(6/1/2020)
IAR
Louisiana(6/2/2020)
RR
Massachusetts(4/12/2023)
IAR
Massachusetts(4/19/2023)
RR
Minnesota(4/4/2012)
IAR
Minnesota(11/7/2013)
RR
Mississippi(4/16/2021)
RR
Missouri(3/22/2016)
IAR
Missouri(3/29/2016)
RR
Nevada(1/24/2024)
RR
New Jersey(10/25/2018)
IAR
New Jersey(10/26/2018)
RR
New York(3/3/2006)
IAR
New York(4/16/2021)
RR
North Carolina(2/22/2010)
IAR
North Carolina(3/3/2010)
RR
Ohio(11/14/2005)
IAR
Ohio(10/9/2008)
RR
Oregon(2/10/2021)
IAR
Oregon(3/9/2021)
RR
Pennsylvania(1/9/2017)
IAR
Pennsylvania(11/16/2018)
RR
Tennessee(5/28/2020)
RR
Texas(2/7/2018)
IAR
Texas(2/7/2018)
RR
Virginia(7/2/2015)
IAR
Virginia(7/2/2015)
RR
Washington(9/16/2015)
IAR
Washington(9/18/2015)
RR
Wisconsin(5/1/2019)
IAR
Wisconsin(5/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/26/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Dayton, OH 45459TRUST BUT VERIFY
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