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PK

Patrick J. Keating

KEATING FINANCIAL ADVISORY SERVICES
MANHATTAN, KS 66502
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CRD#: 2333748
PK

Professional summary


Patrick Jerome Keating, who also goes by Pat Keating, is a registered financial advisor currently at KEATING FINANCIAL ADVISORY SERVICES located in Manhattan, Kansas and PURSHE KAPLAN STERLING INVESTMENTS located in Manhattan, Kansas.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Patrick has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Pat Keating

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Keating Financial Advisory Services; Yes; At Registered Location; RIA; Chairman; 01/2007; 160; 130; 100% owner, day to day operations are delegated to leadership team. 2) Fixed Insurance; No; At Registered Location; Fixed/Traditional Insurance; Agent; 01/2018; 10; 10; Sales of fixed/traditional insurance products. 3) Environmental Manufacturing, Inc; No; 8887 Green Valley Dr Manhattan, KS 66502; Other; Owner; 10/2018; 2; 2; As a major stockholder, I meet with management monthly and offer whatever assistance I can. 4) Daniel Keating Foundation; No; 3402 Vanesta Circle Manhattan, KS 66503; Board of Directors; Board Member; 09/2022; 2; 1; I attend monthly board meetings. I also assist sponsorship committee. 5) AAA Management; No; 1011 Poyntz Ave Manhattan, KS 66502; Agriculture/Farm equipment entity; CEO; 01/2010; 2; 2; oversee books and develop business plan. 6) Danker Roofing; No; 8521 US-24 Manhattan, KS 66502; Roofing; Secretary; 01/2005; 2; 1; Strategic planning. 7) K Holding, Inc; No; 1011 Poyntz Ave, Manhattan, KS 66502; For-profit, Private; Officer-CEO; 10/2018; 2; 2; I oversee the real estate that K Holding owns. 8) Keating & Associates; No; At Registered Location; Agent; 01/1975; 4; 4; review and recommend appropriate insurance products based on client's financial plan and goals. 9) Keating Farms; No; Wheaton, KS 66551; For-profit, Private; Agriculture/Farming; Sole Proprietor; 01/1975; 2; 2; I own the farmland and buildings. 10) Sunset Land; No; 1011 Poyntz Ave Manhattan, KS 66502; For-profit, Private, Agriculture/Farming; S Corp Owner; 06/2018; 2; 2; This company was set up for the purpose to have an entity that would only own land to be used in our farm operation.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Patrick Jerome Keating's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 18, 2007 - Present

KEATING FINANCIAL ADVISORY SERVICES

Office #1: 1011 Poyntz Ave, Manhattan, KS 66502Office #2: 1011 Poyntz Avenue, Manhattan, KS 66502
RIA
CRD#: 142772
MANHATTAN, KS
Current

October 2, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1011 Poyntz Ave, Manhattan, KS 66502
BD
CRD#: 35747
Manhattan, KS
Past

January 2, 2009 - July 1, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
MANHATTAN, KS
Past

December 8, 2000 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
MANHATTAN, KS
Past

January 4, 1999 - July 1, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
MANHATTAN, KS
Past

April 6, 1993 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS

CRD#: 142772 / SEC#: 801-126770

RIA
Registered Investment Advisory firm - (10/21/2022 Approved)
Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)
Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)
Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)
Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Illinois
(6/9/2008)
IAR
Kansas
(10/18/2007)
RR
Kansas
(10/2/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/11/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 3/19/2010
Futures Managed Funds Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS

CRD#: 142772 / SEC#: 801-126770

RIA
Registered Investment Advisory firm - (10/21/2022 Approved)
Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)
Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)
Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)
Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)
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Contact information


Main Address
1011 Poyntz Avenue, Manhattan, KS 66502
Mailing Address
Phone number
(785) 537-0366
Established
Firm type
Fiscal year end
# of Employees
65

SEC notice filing (32 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KFAS WRAP FEE BROCHURE (7/18/2025)

Regulatory assets under management


Total Number of Accounts250
AUM (Assets Under Management)$ 330,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KEATING FINANCIAL ADVISORY SERVICES

CRD#: 142772Manhattan, KS 66502

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Contact information


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