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Patrick Jerome Keating

KEATING FINANCIAL ADVISORY SERVICES
MANHATTAN, KS
·CRD# 2333748·33 years experience

Professional Summary

Patrick Jerome Keating, who also goes by Pat Keating, is a registered financial advisor currently at KEATING FINANCIAL ADVISORY SERVICES located in Manhattan, Kansas and PURSHE KAPLAN STERLING INVESTMENTS located in Manhattan, Kansas. Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Patrick has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pat Keating

Blog Corner

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Videos & Posts

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

KEATING FINANCIAL ADVISORY SERVICES·CRD# 142772
RIA
1. 1011 Poyntz Ave, Manhattan, KS 665022. 1011 Poyntz Avenue, Manhattan, KS 66502
October 18, 2007 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
1011 Poyntz Ave, Manhattan, KS 66502
October 2, 2025 - Present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Manhattan, KS
January 2, 2009 - July 1, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Manhattan, KS
December 8, 2000 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Manhattan, KS
January 4, 1999 - July 1, 2025
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
April 6, 1993 - January 4, 1999

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Current Firm

KF
KEATING FINANCIAL ADVISORY SERVICES

CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS

CRD#: 142772 / SEC#: 801-126770
RIA
Registered Investment Advisory firm - SEC (10/21/2022 Approved)
Illinois
Registered Investment Advisory firm - Illinois (1/20/2023 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (1/20/2023 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/4/2015 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (4/26/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/20/2023 Terminated)
Washington
Registered Investment Advisory firm - Washington (12/10/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1011 Poyntz Avenue, Manhattan, KS 66502

Phone Number

(785) 537-0366

# of Employees

65

SEC notice filing (34 States and Territories)

Registered to provide investment advisory services in 34 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KFAS WRAP FEE BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,516

AUM (Assets Under Management)

$1,450,270,834

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Keating Financial Advisory Services; Yes; At Registered Location; RIA; Chairman; 01/2007; 160; 130; 100% owner, day to day operations are delegated to leadership team. 2) Fixed Insurance; No; At Registered Location; Fixed/Traditional Insurance; Agent; 01/2018; 10; 10; Sales of fixed/traditional insurance products. 3) Environmental Manufacturing, Inc; No; 8887 Green Valley Dr Manhattan, KS 66502; Other; Owner; 10/2018; 2; 2; As a major stockholder, I meet with management monthly and offer whatever assistance I can. 4) Daniel Keating Foundation; No; 3402 Vanesta Circle Manhattan, KS 66503; Board of Directors; Board Member; 09/2022; 2; 1; I attend monthly board meetings. I also assist sponsorship committee. 5) AAA Management; No; 1011 Poyntz Ave Manhattan, KS 66502; Agriculture/Farm equipment entity; CEO; 01/2010; 2; 2; oversee books and develop business plan. 6) Danker Roofing; No; 8521 US-24 Manhattan, KS 66502; Roofing; Secretary; 01/2005; 2; 1; Strategic planning. 7) K Holding, Inc; No; 1011 Poyntz Ave, Manhattan, KS 66502; For-profit, Private; Officer-CEO; 10/2018; 2; 2; I oversee the real estate that K Holding owns. 8) Keating & Associates; No; At Registered Location; Agent; 01/1975; 4; 4; review and recommend appropriate insurance products based on client's financial plan and goals. 9) Keating Farms; No; Wheaton, KS 66551; For-profit, Private; Agriculture/Farming; Sole Proprietor; 01/1975; 2; 2; I own the farmland and buildings. 10) Sunset Land; No; 1011 Poyntz Ave Manhattan, KS 66502; For-profit, Private, Agriculture/Farming; S Corp Owner; 06/2018; 2; 2; This company was set up for the purpose to have an entity that would only own land to be used in our farm operation.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEATING FINANCIAL ADVISORY SERVICES

CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS

CRD#: 142772 / SEC#: 801-126770
RIA
Registered Investment Advisory firm - SEC (10/21/2022 Approved)
Illinois
Registered Investment Advisory firm - Illinois (1/20/2023 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (1/20/2023 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/4/2015 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (4/26/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/20/2023 Terminated)
Washington
Registered Investment Advisory firm - Washington (12/10/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Illinois
(6/9/2008)
IAR
Kansas
(10/18/2007)
RR
Kansas
(10/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Mar 2010About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Patrick Jerome Keating's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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