Michael D. Tapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Tapp, who also goes by Mike Tapp, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2006 - June 26, 2015
GRYPHON MANAGEMENT PARTNERS, L.P.
April 28, 2005 - September 1, 2005
ROUNDROCK CAPITAL PARTNERS, L.P.
November 13, 1997 - June 25, 1998
HARRIS NESBITT CORP.
March 28, 1996 - May 15, 1996
TRADESTAR INVESTMENTS,INC.
August 23, 1993 - March 14, 1994
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRYPHON MANAGEMENT PARTNERS, L.P.
CRD#: 116866 / SEC#: 801-65268
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 3/28/2016 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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