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TD

Theodore J. Deutz

LYNX CAPITAL
Moraga, CA 94556
Some features on this profile are disabled
CRD#: 2333618
TD

Professional summary

Theodore John Deutz, who also goes by Tj Deutz, is a registered financial professional currently at LYNX CAPITAL, LLC located in Moraga, California.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 1993. Theodore has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tj Deutz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore John Deutz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2010 - Present

LYNX CAPITAL, LLC

Office #1: 55 Parson Brown Ct., Moraga, CA 94556
BD
CRD#: 137178
Moraga, CA
Past

April 8, 2011 - June 30, 2011

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
SAN FRANCISCO, CA
Past

April 27, 2009 - December 22, 2009

COINBASE CAPITAL MARKETS CORP

BD
CRD#: 10722
DANVILLE, CA
Past

March 20, 2008 - April 14, 2009

POTOMAC CAPITAL MARKETS, LLC

BD
CRD#: 39800
MIDDLETOWN, MD
Past

September 22, 2005 - March 23, 2006

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
SAN FRANCISCO, CA
Past

October 8, 2003 - May 2, 2008

RCM

RIA
CRD#: 109640
SAN FRANCISCO, CA
Past

December 2, 2002 - March 21, 2006

RCM DISTRIBUTORS LLC

BD
CRD#: 120500
SAN FRANCISCO, CA
Past

March 28, 1995 - May 29, 1997

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA
Past

April 6, 1993 - February 6, 1995

METROPOLITAN WEST SECURITIES, LLC

BD
CRD#: 30172
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/3/2010)
RR
New York
(12/4/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 12/23/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/8/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LYNX CAPITAL, LLC
GP GROUP, LLC | LYNX CAPITAL, LLC | LYNX CAPITAL

CRD#: 137178 / SEC#: , 8-67068

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
55 Parson Brown Ct., Moraga, CA 94556
Mailing Address
55 Parson Brown Ct., Moraga, CA 94556
Phone number
(925) 388-0462
Established
California since 10/21/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DEUTZ, THEODORE JOHNPRESIDENT/CCO2333618
MORGAN, WILLIAM ARTHURFINOP

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LYNX CAPITAL, LLC

CRD#: 137178Moraga, CA 94556

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