Mark A. Esposito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Allen Esposito was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1993. Mark had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2010 - October 11, 2017
ESPOSITO PARTNERS, LLC
September 14, 2007 - July 1, 2019
ESPOSITO SECURITIES, LLC
May 23, 2006 - February 13, 2009
WFG INVESTMENTS, INC.
May 15, 2006 - May 24, 2006
NATIONAL SECURITIES CORPORATION
May 23, 2002 - May 15, 2006
FULCRUM GLOBAL PARTNERS LLC
July 8, 1998 - May 22, 2002
HILLTOP SECURITIES INC.
April 22, 1994 - July 15, 1998
AMERIPRISE ADVISOR SERVICES, INC.
May 25, 1993 - April 7, 1994
JPMSI
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 10/12/1998
Limited Representative-Equity Trader ExamCurrent Firm
ESPOSITO PARTNERS, LLC
CRD#: 147373 / SEC#: 801-69223
Contact information
Red Flags
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