Jeffrey B. Coontz

PRUDENT INVESTOR ADVISORS

Folsom, CA 95630

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CRD#: 2333418

Professional summary

Jeffrey Brian Coontz is a registered financial advisor currently at PRUDENT INVESTOR ADVISORS, LLC located in Folsom, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeffrey has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brian Coontz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2004 - Present

PRUDENT INVESTOR ADVISORS, LLC

Office #1: 101 Parkshore Drive, Suite 100, Folsom, CA 95630

RIA

CRD#: 121922

Folsom, CA

Past

April 9, 2002 - November 18, 2004

CANTELLA & CO., INC.

CRD#: 13905

MALDEN, MA

Past

January 4, 1999 - April 25, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

July 8, 1997 - November 10, 2005

PREMIER FINANCIAL GROUP INC

RIA

CRD#: 107314

EUREKA, CA

Past

November 28, 1995 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

January 1, 1994 - November 7, 1995

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRUDENT INVESTOR ADVISORS, LLC

ELY, GUERDON TISDALE | PRUDENT RETIREMENT SERVICES | PRUDENT INVESTOR ADVISORS, LLC | PRUDENT INVESTOR ADVISORS

CRD#: 121922 / SEC#: 801-63481

RIA

Registered Investment Advisory firm - (9/15/2004 Approved)

California

Registered Investment Advisory firm - (9/30/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/22/2004)

IAR

Texas
(4/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/23/1993

General Securities Representative Examination

Current Firm

PRUDENT INVESTOR ADVISORS, LLC

ELY, GUERDON TISDALE | PRUDENT RETIREMENT SERVICES | PRUDENT INVESTOR ADVISORS, LLC | PRUDENT INVESTOR ADVISORS

CRD#: 121922 / SEC#: 801-63481

RIA

Registered Investment Advisory firm - (9/15/2004 Approved)

California

Registered Investment Advisory firm - (9/30/2004 Terminated)

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Contact information

Main Address

101 Parkshore Drive, Suite 100, Folsom, CA 95630

Mailing Address

Phone number

(866) 446-1848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRUDENT INVESTOR ADVISORS PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 1,153,613,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

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Jeffrey B. Coontz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brian Coontz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTELLA & CO., INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

PREMIER FINANCIAL GROUP INC

ROBERT THOMAS SECURITIES, INC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

PRUDENT INVESTOR ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/27/1993

Series 7

Date: 12/23/1993

Current Firm

PRUDENT INVESTOR ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRUDENT INVESTOR ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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