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Mark Franklin Silverman

Mark F. Silverman

SILVERMAN + ASSOCIATES WEALTH MANAGEMENT
Tucson, AZ 85711
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CRD#: 2333409
Mark Franklin Silverman

Professional summary


Mark Franklin Silverman, CFP®, who also goes by Mark F Silverman, is a registered financial advisor currently at SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC located in Tucson, Arizona.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Mark has worked at 7 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mark F Silverman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COMPANY: SILVERMAN + ASSOCIATES INVESTMENT-RELATED: NO ADDRESS: 333 N. WILMOT RD., SUITE 340 TUCSON, AZ 85711 HOURS: 160 HOURS/MONTH OR FULL-TIME DUTIES: SALES OF INSURANCE PRODUCTS MARK SILVERMAN PARTICIPATES ON A RADIO SHOW CALLED $aving With $ilverman FROM TIME TO TIME, HE MAY OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES AND CLIENTS SHOULD BE AWARE THAT THESE SERVICES MAY INVOLVE A CONFLICT OF INTEREST. SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC, ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT AND CLIENTS ARE IN NO WAY REQUIRED TO UTILIZE THE SERVICES OF ANY REPRESENTATIVE OF SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC, IN SUCH INDIVIDUAL'S OUTSIDE CAPACITIES.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mark Franklin Silverman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2012

Experience


Current

May 27, 2011 - Present

SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC

Office #1: 333 N. Wilmot Road Suite 340, Tucson, AZ 85711
RIA
CRD#: 157856
Tucson, AZ
Past

June 30, 2009 - May 9, 2011

INTEGRITY ALLIANCE, LLC.

RIA
CRD#: 139627
TUCSON, AZ
Past

June 20, 2008 - June 24, 2009

REDHAWK WEALTH ADVISORS, INC.

RIA
CRD#: 146616
TUCSON, AZ
Past

January 17, 2003 - December 1, 2003

M&I FINANCIAL ADVISORS, INC

BD
CRD#: 16517
MILWAUKEE, WI
Past

September 4, 2002 - January 2, 2003

HARRISDIRECT LLC

RIA
CRD#: 42159
TUCSON, AZ
Past

May 1, 2002 - January 2, 2003

HARRISDIRECT LLC

BD
CRD#: 42159
JERSEY CITY, NJ
Past

January 30, 2001 - May 1, 2002

HARRIS INVESTORLINE INC.

BD
CRD#: 6362
SEATTLE, WA
Past

May 25, 1995 - January 31, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(5/27/2011)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/23/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/26/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


S+
SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC
SILVERMAN + ASSOCIATES | SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC | SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, INC.

CRD#: 157856 / SEC#:

Arizona
Registered Investment Advisory firm - (5/27/2011 Approved)
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Contact information


Main Address
333 N. Wilmot Road Suite 340, Tucson, AZ 85711
Mailing Address
Phone number
(520) 512-8832
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts305
AUM (Assets Under Management)$ 88,072,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC

CRD#: 157856Tucson, AZ 85711

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