Daniel C. Bartok
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Carl Bartok was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 3 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2001 - November 13, 2001
CHARTERED PLANNING, LTD.
September 27, 1994 - April 7, 2000
RBG INVESTMENTS, INC.
July 19, 1993 - August 3, 2006
OGILVIE SECURITY ADVISORS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CHARTERED PLANNING, LTD.
CRD#: 13029 / SEC#: , 8-28557
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
