Edward J. Dias
Professional summary
Edward J Dias, who also goes by Edward Roger Dias, is a registered financial advisor currently at DIAS, EDWARD J. .
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Edward has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward J Dias's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2012 - Present
DIAS, EDWARD J.
November 22, 2010 - May 16, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
March 15, 2010 - June 3, 2010
SII INVESTMENTS, INC.
November 3, 2009 - February 23, 2010
OGILVIE SECURITY ADVISORS CORPORATION
March 30, 2004 - October 21, 2008
CR BROKER SERVICES, LLC
January 2, 2004 - January 30, 2004
JESUP & LAMONT SECURITIES CORP
January 21, 1998 - December 31, 2003
ANTAEUS CAPITAL, INC.
March 4, 1994 - January 2, 1997
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
June 21, 1993 - November 23, 1993
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/11/2012)
(6/5/2012)
(6/1/2012)
Exams
Current Firm
DIAS, EDWARD J.
CRD#: 164143 / SEC#:
Contact information
Red Flags
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