Timothy P. Ohara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Ohara, who also goes by Timothy P Ohara, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1993. Timothy had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2023 - May 19, 2025
COREBRIDGE CAPITAL SERVICES, INC.
May 21, 2021 - December 12, 2022
TRANSAMERICA CAPITAL, LLC
October 20, 2015 - May 4, 2021
ALT FUND DISTRIBUTORS LLC
September 8, 2010 - September 15, 2015
EQUITABLE DISTRIBUTORS, LLC
January 2, 2003 - October 13, 2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
August 26, 1999 - March 4, 2003
MFS FUND DISTRIBUTORS, INC.
April 7, 1997 - September 7, 1999
DWS DISTRIBUTORS, INC.
June 18, 1993 - February 26, 1997
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
