Brenda J. Heinig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Jean Heinig, who also goes by Brenda Jean Head, Brenda J Heinig, Brenda Jean Long, Brenda Jean Reed, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1993. Brenda had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2017 - January 4, 2023
EAGLE STRATEGIES LLC
June 1, 2017 - January 4, 2023
NYLIFE SECURITIES LLC
February 14, 2014 - May 4, 2017
TRIAD ADVISORS LLC
February 13, 2013 - May 1, 2017
AMJ FINANCIAL WEALTH MANAGEMENT LLC
January 31, 2013 - February 14, 2014
PURSHE KAPLAN STERLING INVESTMENTS
April 21, 2010 - February 13, 2013
MORGAN STANLEY
April 21, 2010 - February 13, 2013
MORGAN STANLEY
January 5, 2010 - April 12, 2010
GROVE POINT INVESTMENTS, LLC
January 5, 2010 - April 12, 2010
GROVE POINT INVESTMENTS, LLC
May 5, 2008 - January 8, 2010
VALIC FINANCIAL ADVISORS, INC.
May 5, 2008 - January 8, 2010
VALIC FINANCIAL ADVISORS, INC.
August 3, 1995 - May 12, 2008
MSI FINANCIAL SERVICES, INC.
May 17, 1995 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 17, 1995 - May 12, 2008
MSI FINANCIAL SERVICES, INC.
April 23, 1993 - April 21, 1995
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
