Marshall G. Eichenauer
Professional summary
Marshall Glen Eichenauer JR., who also goes by Marshall Glen Eichenauer Jr, Marshall Glen Jr Eichenauer, Marshall G Eichenauer Jr., Marshall Glen Eichenauer Jr., is a registered financial advisor currently at SAGENT WEALTH MANAGEMENT located in Laguna Beach, California.
Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Marshall has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marshall Glen Eichenauer JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2017 - Present
SAGENT WEALTH MANAGEMENT
Office #1: 1489 Glenneyre Street, Laguna Beach, CA 92651September 2, 2008 - December 31, 2015
SAGENT WEALTH MANAGEMENT
July 8, 1997 - September 15, 2008
UBS FINANCIAL SERVICES INC.
December 13, 1996 - September 15, 2008
UBS FINANCIAL SERVICES INC.
July 31, 1993 - December 24, 1996
CITIGROUP GLOBAL MARKETS INC.
April 6, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
SAGENT WEALTH MANAGEMENT
CRD#: 147890 / SEC#: 801-69446
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/23/2017)
(5/26/2017)
Exams
Current Firm
SAGENT WEALTH MANAGEMENT
CRD#: 147890 / SEC#: 801-69446
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 224 |
| AUM (Assets Under Management) | $ 93,860,608 |
Red Flags
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