Brian H. Anderson

ANDERSON ASSET MANAGEMENT

BIRMINGHAM, AL 35205

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CRD#: 2332943

Professional summary

Brian Hunter Anderson, who also goes by Brian H Anderson, Brian Hunter Anderson Mr., is a registered financial advisor currently at ANDERSON ASSET MANAGEMENT located in Birmingham, Alabama.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brian has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian H Anderson | Brian Hunter Anderson Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hunter Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2011 - Present

ANDERSON ASSET MANAGEMENT

Office #1: 2101 Highland Avenue Suite 220, Birmingham, AL 35205

RIA

CRD#: 155516

BIRMINGHAM, AL

Past

October 1, 2012 - July 3, 2013

LPL FINANCIAL LLC

CRD#: 6413

BIRMINGHAM, AL

Past

June 30, 2010 - September 13, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

BIRMINGHAM, AL

Past

June 28, 2010 - October 3, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BIRMINGHAM, AL

Past

February 13, 2004 - June 29, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

BIRMINGHAM, AL

Past

February 13, 2004 - June 29, 2010

LPL FINANCIAL LLC

CRD#: 6413

BIRMINGHAM, AL

Past

October 2, 2000 - February 13, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BIRMINGHAM, AL

Past

September 8, 2000 - February 13, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 5, 1998 - September 12, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 4, 1993 - June 10, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(9/15/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/3/1993

General Securities Representative Examination

Current Firm

ANDERSON ASSET MANAGEMENT

ANDERSON ASSET MANAGEMENT | ANDERSON PEWITT FINANCIAL CONSULTING | ANDERSON PEWITT ASSET MANAGEMENT | ANDERSON PEWITT & ASSOCIATES, INC. | ANDERSON PEWITT & ASSOCIATES

CRD#: 155516 / SEC#:

Alabama

Registered Investment Advisory firm - (9/15/2011 Approved)

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Contact information

Main Address

2101 Highland Avenue S. Suite 220, Birmingham, AL 35205-4009

Mailing Address

Phone number

(205) 453-0225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 46,366,339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian H. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hunter Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/1993

Series 63

Date: 8/11/1993

Series 7

Date: 8/3/1993

Current Firm

ANDERSON ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANDERSON ASSET MANAGEMENT

TRUST BUT VERIFY

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