AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RH

Rodney D. Hagenbuch

Some features on this profile are disabled
CRD#: 233294
RH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rodney D Hagenbuch was a registered financial professional .

Rodney is a previously registered financial professional and started their career in finance in 1966. Rodney had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, PC, Series 1, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 15, 2019 - September 24, 2019

SECOND STREET SECURITIES, INC.

BD
CRD#: 42404
SAN FRANCISCO, CA
Past

January 12, 2010 - September 13, 2019

BENEFIT FUNDING SERVICES, LLC

BD
CRD#: 44079
IRVINE, CA
Past

January 8, 2010 - November 29, 2018

SECOND STREET SECURITIES, INC.

BD
CRD#: 42404
SAN FRANCISCO, CA
Past

January 17, 2008 - November 25, 2009

STONNINGTON GROUP, LLC

BD
CRD#: 131221
PASADENA, CA
Past

August 3, 2005 - December 20, 2005

STONNINGTON GROUP, LLC

BD
CRD#: 131221
PASADENA, CA
Past

July 30, 2002 - December 5, 2007

ARQUE CAPITAL, LTD.

BD
CRD#: 121192
ROLLING HILLS ESTATES, CA
Past

June 16, 2000 - September 16, 2002

ASCHER/DECISION SERVICES, INC.

BD
CRD#: 10034
SAN MARINO, CA
Past

September 26, 1978 - December 23, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

December 20, 1966 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/22/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/6/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 15
Date: 6/7/1984
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 5
Date: 11/18/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 9/8/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 12/19/1966
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/8/1981
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/8/1980
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/7/1980
General Securities Principal Examination

Current Firm

SS
SECOND STREET SECURITIES, INC.
SECOND STREET SECURITIES, INC.

CRD#: 42404 / SEC#: , 8-49829

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
600 Townsend Suite 300, San Francisco, CA 94103
Mailing Address
600 Townsend Suite 300, San Francisco, CA 94103
Phone number
(818) 312-3283
Established
Delaware since 11/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ADVENT SOFTWARE, INC.OWNER
BANERJEE, DEBASISH ("NMN")PRINCIPAL, FINOP, CCO, CFO1555979
BANERJEE, DEBASISH ("NMN")PFO, POO1555979
KURLAND, SCOTT HAMILTONPRINCIPAL2726302
TSUI, JACKBOARD MEMBER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SECOND STREET SECURITIES, INC.

CRD#: 42404

TRUST BUT VERIFY

Monitor Rodney Hagenbuch

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.