Jimmy Berkovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jimmy Berkovich, who also goes by Jimmy Berk, Jimmy Berkovrett, was a registered financial professional .
Jimmy is a previously registered financial professional and started their career in finance in 1993. Jimmy had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 1996 - January 3, 1997
ALDEN CAPITAL MARKETS, INC.
October 15, 1996 - November 14, 1996
HORNBLOWER & WEEKS, INC.
February 12, 1996 - April 2, 1996
KENSINGTON WELLS INCORPORATED
March 28, 1995 - May 19, 1995
M. RIMSON & CO., INC.
October 25, 1994 - January 30, 1995
A. T. BROD & CO. INC.
May 16, 1994 - June 1, 1994
GAINEY FINANCIAL SERVICES, INC.
January 3, 1994 - May 16, 1994
BUTTONWOOD SECURITIES, INC.
December 9, 1993 - January 13, 1994
M. RIMSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALDEN CAPITAL MARKETS, INC.
CRD#: 25314 / SEC#: , 8-41638
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
