Kenneth L. Kay
Professional summary
Kenneth Luke Kay, CFP®, who also goes by Kenneth Luke Kay III, is a registered financial advisor currently at NORTHWEST INVESTMENT ADVISORS, INC. located in Lolo, Montana.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Kenneth has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Luke Kay's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Luke Kay's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
April 18, 2022 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
April 18, 2022 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
Office #1: 9 S Washington St Ste 210, Spokane, WA 99201Office #2: 9 S Washington St Ste 210, Spokane, WA 99201Office #3: 9 S Washington St Suite 210, Spokane, WA 99201October 18, 2013 - April 4, 2022
OSAIC FS, INC.
October 17, 2013 - April 1, 2022
OSAIC FS, INC.
October 10, 2000 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
September 1, 2000 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
March 23, 1994 - September 7, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 23, 1994 - September 7, 2000
OSAIC FA, INC.
April 20, 1993 - March 25, 1994
METROPOLITAN LIFE INSURANCE COMPANY
April 20, 1993 - March 25, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2022)
(4/19/2022)
(4/18/2022)
(4/18/2022)
Exams
FINRA
Current Firm
NORTHWEST INVESTMENT ADVISORS, INC.
CRD#: 109737 / SEC#: , 8-65282
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUBB, SEAN MICHAEL | PRESIDENT/SECRETARY/CCO/CFO | 4110305 |
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 35,259,644 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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