Peter P. Buckley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Pierce Buckley was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1993. Peter had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2009 - June 1, 2013
THE BANK STREET GROUP L.L.C.
October 26, 2006 - February 25, 2009
WATCH HILL ADVISORS LLC
March 22, 2001 - April 11, 2005
J.P. MORGAN SECURITIES INC.
December 17, 1998 - February 28, 2001
J.P. MORGAN SECURITIES LLC
March 30, 1998 - December 22, 1998
ROBERTSON STEPHENS, INC.
October 1, 1997 - March 6, 1998
BANCAMERICA SECURITIES, INC.
May 23, 1996 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
October 1, 1993 - December 3, 1994
BANCAMERICA SECURITIES, INC.
June 22, 1993 - October 1, 1993
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BANK STREET GROUP L.L.C.
CRD#: 116269 / SEC#: , 8-53542
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANK STREET HOLDINGS LLC | HOLDING COMPANY OF MEMBERSHIP INTERESTS | |
| BECKETT, JON PETER | MANAGING DIRECTOR | 1888149 |
| BURNAT, ROBERT MARK | FINANCIAL & OPERATIONS PRINCIPAL | 1262266 |
| HENRY, JAMES HOWLAND | SENIOR MANAGING DIRECTOR/CFO | 2449629 |
| LUKAJ, RICHARD STEELE | SENIOR MANAGING DIRECTOR/CEO/CCO/AMLCO | 2555602 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
