Michael M. Scott
Professional summary
Michael Murray Scott was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Michael had worked at 2 firms, which includes ARAGON FINANCIAL SERVICES INC., NATIONAL PLANNING CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1994 - December 31, 2001
ARAGON FINANCIAL SERVICES, INC.
May 4, 1993 - September 13, 1994
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARAGON FINANCIAL SERVICES, INC.
CRD#: 16023 / SEC#: , 8-33169
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 14 |
Red Flags
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