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JL

Jonn Andre Laney

CRD# 2332451·Registered 1993 - 2010
Previously Registered: Being a previously registered professional could mean that Jonn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonn Andre Laney, who also goes by John Andre Laney, was a registered financial advisor. Jonn was a previously registered financial advisor and started their career in finance 1993 - 2010. Jonn had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Andre Laney

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

FINTEGRA, LLC·CRD# 16741
RIA
Wheaton, IL
October 23, 2009 - February 4, 2010
FINTEGRA, LLC·CRD# 16741
BD
Wheaton, IL
October 23, 2009 - February 4, 2010
ADVANCED EQUITIES, INC.·CRD# 35545
RIA
Chicago, IL
June 26, 2009 - July 29, 2009
ADVANCED EQUITIES, INC.·CRD# 35545
BD
Chicago, IL
June 26, 2009 - July 29, 2009
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Chicago, IL
February 15, 2008 - June 5, 2009
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Chicago, IL
June 30, 2003 - December 31, 2007
SANCTUARY SECURITIES, INC.·CRD# 205
BD
Miami, FL
April 26, 2001 - April 14, 2003
AUERBACH, POLLAK & RICHARDSON INC.·CRD# 29824
BD
Stamford, CT
December 19, 2000 - May 3, 2001
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
Denver, CO
October 26, 1998 - December 19, 2000
H.J. MEYERS & CO., INC.·CRD# 15609
BD
February 13, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
April 30, 1993 - December 2, 1997

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Current Firm

FL
FINTEGRA, LLC

FINTEGRA FINANCIAL SOLUTIONS | PARK INVESTMENT CORPORATION | JM PARK, INC. | FINTEGRA, LLC

CRD#: 16741 / SEC#: 801-56275, 8-34434
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Minnesota since 10/22/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

2015 FIRM BROCHURE (3/31/2015)

Direct owners and executive officers

NamePositionCRD#
FINTEGRA HOLDINGS, LLCSHAREHOLDERS—
CAURRO, STEPHEN ANTHONYBOARD OF DIRECTORS5845813
CONNER, DANIELBOARD OF DIRECTORS—
SCHMITZ, DOUGLAS GENEBOARD OF DIRECTORS1771132
SCHUH, JEFFREY ALLENCHIEF FINANCIAL OFFICER, FINOP1036839
WALTER, KENNETH JOHNBOARD OF DIRECTORS5845803
WEBER, DOREEN LEAPRESIDENT/CEO/CCO1368639

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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