Eric G. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Glenn Hall was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1993. Eric had worked at 9 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2004 - March 14, 2005
VESTPOINT SECURITIES, INC.
November 27, 2002 - March 22, 2004
NOWTRADE, CORP.
November 21, 2000 - June 10, 2002
JANNEY MONTGOMERY SCOTT LLC
June 22, 1999 - April 9, 2001
THE CONCORD EQUITY GROUP, LLC
December 9, 1998 - June 8, 1999
BARRON CHASE SECURITIES, INC.
November 14, 1996 - December 21, 1998
SOUTHERN FINANCIAL GROUP, INC.
September 29, 1994 - December 14, 1994
AMERIPRISE ADVISOR SERVICES, INC.
November 29, 1993 - June 10, 1994
JOSEPHTHAL & CO., INC.
April 23, 1993 - December 1, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VESTPOINT SECURITIES, INC.
CRD#: 27260 / SEC#: , 8-42965
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
