Michael A. Hausmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Hausmann, CFP®, who also goes by Michael Hausmann, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 15 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
October 14, 2021 - February 10, 2023
ASPEN CREEK WEALTH MANAGEMENT, LLC
July 20, 2021 - October 13, 2021
MARKOWSKI INVESTMENTS
March 25, 2019 - January 8, 2020
MARKOWSKI INVESTMENTS
January 25, 2017 - December 20, 2018
WEALTH WATCH ADVISORS, INC
October 12, 2015 - March 28, 2017
FISCAL WISDOM WEALTH MANAGEMENT LLC
July 9, 2015 - August 31, 2015
TRAC ASSET MANAGEMENT LLC
August 30, 2012 - December 31, 2013
INTEGRITY ALLIANCE, LLC.
August 20, 2012 - December 31, 2013
INTEGRITY ALLIANCE, LLC.
May 10, 2012 - August 6, 2012
SPC
May 3, 2012 - August 6, 2012
SIGMA FINANCIAL CORPORATION
April 7, 2010 - June 8, 2010
ALLSTATE FINANCIAL SERVICES, LLC
March 20, 2006 - April 6, 2010
SICOR SECURITIES INC
March 17, 2006 - April 6, 2010
SICOR SECURITIES INC
November 3, 2004 - March 27, 2006
OSAIC FS, INC.
September 16, 2003 - November 15, 2004
NYLIFE SECURITIES LLC
May 18, 2001 - August 4, 2003
SIGNATOR INVESTORS, INC.
May 3, 1993 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 3, 1993 - May 10, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASPEN CREEK WEALTH MANAGEMENT, LLC
CRD#: 160649 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 12,591,705 |
Red Flags
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