Corrado Acquadro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Corrado Acquadro, who also goes by Tony Corrado Acquadro, Tony C Acquadro, Tony Corrado, was a registered financial professional .
Corrado is a previously registered financial professional and started their career in finance in 1993. Corrado had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3, Series 31 and Series 30 exams.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2019 - August 23, 2019
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
January 11, 2018 - May 4, 2018
MARINER INVESTMENT GROUP
March 7, 2017 - July 10, 2019
WINDSOR SECURITIES, INC.
January 26, 2017 - July 23, 2018
WHITETIP CAPITAL LLC
May 23, 2011 - January 14, 2016
BTS ASSET MANAGEMENT, INC.
January 3, 2011 - January 14, 2016
BTS SECURITIES CORPORATION
November 10, 2010 - December 23, 2010
DAVIS SECURITIES LLC
December 15, 2009 - January 5, 2011
MFI ASSOCIATES
March 31, 2009 - November 11, 2009
DAVINCI GLOBAL ADVISORS, LLC
July 21, 2005 - August 17, 2005
WINDSOR SECURITIES, INC.
March 14, 2002 - July 11, 2003
PROFUNDS DISTRIBUTORS, INC.
August 31, 2000 - August 29, 2001
POTOMAC SECURITIES, INC.
March 3, 1998 - September 9, 1998
ON-SITE TRADING, INC.
April 20, 1993 - March 5, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD#: 135131 / SEC#: , 8-66889
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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