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JC

John James Coutris

CRD# 2331687·Registered 1996 - 2002
Barred: John James Coutris was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

John James Coutris was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2002. John had worked at 5 firms and has passed the Series 63, Series 7 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

RICHMARK CAPITAL CORPORATION·CRD# 43162
BD
Irving, TX
July 24, 2001 - December 2, 2002
AMERI-FIRST SECURITIES CORPORATION·CRD# 45289
BD
Dallas, TX
March 14, 2001 - June 21, 2001
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
February 5, 1999 - January 18, 2001
PREMIER CAPITAL MANAGEMENT, INC.·CRD# 41332
BD
Dallas, TX
October 22, 1996 - January 26, 1999
TAYLOR STUART FINANCIAL, INC.·CRD# 39025
BD
Great Neck, NY
March 29, 1996 - July 26, 1996

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Current Firm

RC
RICHMARK CAPITAL CORPORATION

RICHMARK CAPITAL CORPORATION

CRD#: 43162 / SEC#: 8-50150
BD
Cancelled by SEC on 01/31/2007

Contact Information

Established

Texas since 01/22/1997

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
RMC 1 CAPITAL MARKETS, INC.HOLDING COMPANY—
WHITE, DOYLE MARKSECRETARY/TREASURER, DIRECTOR2212634

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1996About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Sep 1993About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JC
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