Kimberly K. Kelliher
Professional summary
Kimberly Kay Kelliher, who also goes by Kimberly K Marthaler, Kimberly Kay Marthaler, Kimberly Lynn Marthaler, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Fort Wayne, Indiana.
Kimberly is registered as a RR (Registered Representative) and started their career in finance in 1993. Kimberly has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Kay Kelliher's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2025 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 1301 S Harrison Street, Fort Wayne, IN 46802January 16, 2025 - June 5, 2025
VOYA FINANCIAL PARTNERS, LLC
November 3, 2017 - January 16, 2025
ONEAMERICA SECURITIES, INC.
February 17, 2012 - August 22, 2012
LPL FINANCIAL LLC
January 20, 2012 - August 22, 2012
LPL FINANCIAL LLC
September 10, 2007 - December 10, 2007
ASSOCIATED INVESTMENT SERVICES, INC.
November 29, 2002 - May 3, 2006
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - November 29, 2002
WELLS FARGO INVESTMENTS, LLC
February 19, 1998 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
March 15, 1993 - June 29, 1996
SIMMERS CAPITAL MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2025)
(6/3/2025)
(6/3/2025)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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