PC
Peter R. Christie
CITIZENS SECURITIES
Boardman, OH 44512
Some features on this profile are disabled
CRD#: 2331279
PC
Professional summary
Peter Raymond Christie, who also goes by Pete Christie, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Boardman, Ohio.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pete Christie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Raymond Christie's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter Raymond Christie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2019 - Present
CITIZENS SECURITIES, INC.
Office #1: 955 Boardman-poland Road, Boardman, OH 44512RIA
BD
CRD#: 39550
Boardman, OH
Current
November 5, 2019 - Present
CITIZENS SECURITIES, INC.
Office #1: 955 Boardman-poland Road, Boardman, OH 44512RIA
BD
CRD#: 39550
Boardman, OH
Past
September 12, 2016 - November 14, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NILES, OH
Past
September 9, 2016 - November 14, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NILES, OH
Past
December 18, 2009 - September 19, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
WARREN, OH
Past
December 18, 2009 - September 19, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
WARREN, OH
Past
July 27, 2009 - December 21, 2009
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WARREN, OH
Past
July 10, 2009 - December 21, 2009
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
WARREN, OH
Past
November 19, 2008 - July 2, 2009
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
WARREN, OH
Past
February 20, 2008 - July 2, 2009
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
WARREN, OH
Past
June 8, 2007 - February 26, 2008
IFMG SECURITIES, INC.
RIA
CRD#: 14416
FT. MYERS, FL
Past
May 31, 2007 - February 26, 2008
IFMG SECURITIES, INC.
BD
CRD#: 14416
FT. MYERS, FL
Past
October 15, 2004 - May 21, 2007
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
NILES, OH
Past
June 30, 2004 - May 21, 2007
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
NILES, OH
Past
April 14, 2003 - July 13, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
July 1, 1997 - May 8, 2003
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
CINCINNATI, OH
Past
September 11, 1996 - July 11, 1997
DENMARK INVESTMENT SERVICES, INC.
BD
CRD#: 2778
BEACHWOOD, OH
Past
April 6, 1995 - August 2, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 24, 1993 - February 15, 1994
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(11/5/2019)
IAR
Ohio(11/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
