Martin P. Rohrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Peter Rohrich, who also goes by Martin Rohrich, Marty Rohrich, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1993. Martin had worked at 5 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2018 - September 16, 2022
SRT SECURITIES LLC
September 23, 2010 - January 30, 2015
HYBRID TRADING & RESOURCES, LLC
February 26, 2007 - July 2, 2018
PTR, INC.
June 21, 1995 - October 2, 1997
MF GLOBAL INC.
May 3, 1993 - February 7, 1995
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
SRT SECURITIES LLC
CRD#: 33725 / SEC#: , 8-34415
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 24 |
Red Flags
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