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Scott Cameron Nicol

CRD# 2331269·Registered 1993 - 2013
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Cameron Nicol was a registered financial advisor. Scott was a previously registered financial advisor and started their career in finance 1993 - 2013. Scott had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

L.M. KOHN & COMPANY·CRD# 27913
RIA
Troy, MI
August 22, 2013 - November 6, 2013
L.M. KOHN & COMPANY·CRD# 27913
BD
Troy, MI
June 19, 2013 - November 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Clinton Township, MI
October 12, 2010 - April 17, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Clinton Township, MI
May 4, 2007 - April 17, 2013
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Clinton Township, MI
September 8, 2000 - May 18, 2007
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
February 1, 1999 - September 18, 2000
WINGSPAN INVESTMENT SERVICES·CRD# 17516
BD
Chicago, IL
March 28, 1996 - February 1, 1999
ESSEX NATIONAL SECURITIES, LLC·CRD# 25454
BD
Napa, CA
January 1, 1994 - March 21, 1996
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
September 8, 1993 - January 10, 1994

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Current Firm

LK
L.M. KOHN & COMPANY

A. TURNER FINANCIAL | VISION FINANCIAL PARTNERS | TRUE HARBOUR WEALTH MANAGEMENT | THE TATLAN GROUP | TANKE FINANCIAL GROUP | ROBERT BRYAN FITZPATRICK PC | PRIVATE WEALTH & RETIREMENT SERVICES, LLC | PREFERRED PENSION SOLUTIONS | PLANNING WORKS, LLC | PILOT WEALTH MANAGEMENT | PARADIGM BENEFITS, LLC | NORRIS & COMPANY WEALTH MANAGEMENT, LLC | MILLENNIUM FINANCIAL | MAYHEW WEALTH MANAGEMENT | M3 WEALTH MANAGEMENT/KING FINANCIAL INC./PINZONE FINANCIAL SERVICES/HEALY FINANCIAL SERVICES | LOVE & ASSOCIATES | LOOMIS WEALTH MANAGEMENT, LLC. | LIGHTHOUSE AGENCY INC. | L.M. KOHN NORTH | L.M. KOHN & COMPANY | KOHN WEALTH MANAGEMENT ADVISORS, LLC. | KOHN FINANCIAL CORPORATION | JMK WEALTH ADVISORS | JLA CAPITAL | GROUP PLANS INSURANCE AGENCY INC - A DIVISION OF SHEAKLEY | GREEN & HALLIBURTON, INC. | GELMAN PENSION CONSULTING/CORNERSTONE PENSION CONSULTING | FINANCIAL DESIGNS, LLC | CYR FINANCIAL SERVICES / SHAREFAX FINANCIAL SERVICES | CONWAY FINANCIAL GROUP | CITIZENS FINANCIAL SERVICES | CGI WEALTH MANAGEMENT | CARPENTER WEALTH MANAGEMENT | BUTLER BENEFIT BROKERS INC. | BAKER & COMPANY | ART ROSSER FINANCIAL SERVICES GROUP | ALDYN CAPITAL, LLC

CRD#: 27913 / SEC#: 801-38116, 8-43303
BD
Terminated by SEC on 03/28/2026

Contact Information

Main Address

10151 Carver Rd. Suite 100, Cincinnati, OH 45242

Phone Number

(513) 792-0301

Established

Ohio since 11/27/1990

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

# of Employees

85

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 04-08-2025 (4/8/2025)

Direct owners and executive officers

NamePositionCRD#
CHESS, ROBERT HUBERT JRCHIEF COMPLIANCE OFFICER2444560
ONESTO, RICHARD ERNESTFINOP2453096

Regulatory Assets Under Management

Total Number of Accounts

5,799

AUM (Assets Under Management)

$2,091,208,747

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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