Paul D. Blasetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Dominic Blasetti SR, who also goes by Paul Dominic Blasetti, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1968. Paul had worked at 9 firms and has passed the Series 63, Series 1, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1994 - January 16, 1996
VALLEY FORGE SECURITIES, INC .
July 31, 1993 - December 22, 1993
CITIGROUP GLOBAL MARKETS INC.
September 17, 1979 - July 31, 1993
LEHMAN BROTHERS INC.
January 18, 1978 - July 22, 1980
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
January 22, 1975 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
June 26, 1974 - December 27, 1974
SHEARSON HAYDEN STONE INC.
December 19, 1972 - July 17, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
April 30, 1968 - January 4, 1973
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/26/1968
Registered Representative ExaminationSeries 12
Date: 2/24/1975
NYSE Branch Manager ExaminationSeries 40
Date: 2/24/1975
Registered Principal ExaminationCurrent Firm
VALLEY FORGE SECURITIES, INC .
CRD#: 20892 / SEC#: , 8-38587
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 6 |
Red Flags
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