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Leonard Harris Cohen

CRD# 2331031·Registered 1993 - 2015
Previously Registered: Being a previously registered professional could mean that Leonard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leonard Harris Cohen, who also goes by Lenny Cohen, was a registered financial advisor. Leonard was a previously registered financial professional and started their career in finance 1993 - 2015. Leonard had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lenny Cohen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

PRAGER & CO., LLC·CRD# 21567
BD
San Francisco, CA
March 18, 2005 - November 24, 2015
SECURITY RESEARCH ASSOCIATES, INC.·CRD# 8200
BD
San Francisco, CA
April 2, 2001 - March 24, 2005
AMERICAL SECURITIES, INC.·CRD# 28096
BD
San Francisco, CA
April 12, 2000 - February 2, 2001
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
February 23, 1999 - April 11, 2000
PRAGER & CO., LLC·CRD# 21567
BD
San Francisco, CA
March 19, 1993 - February 26, 1999

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Current Firm

P&
PRAGER & CO., LLC

PRAGER & CO. | PRAGER, SEALY & CO., LLC | PRAGER, MCCARTHY & SEALY, LLC | PRAGER, MCCARTHY & SEALY | PRAGER, MCCARTHY & LEWIS | PRAGER & COMPANY, LLC | PRAGER & CO., LLC

CRD#: 21567 / SEC#: 8-39048
BD
Terminated by SEC on 02/18/2023

Contact Information

Established

Delaware since 01/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PRAGER MANAGEMENT CO., LLCMANAGING MEMBER—
DAVIDENKO, CHARITYCCO4203342
HETZ, EDWIN DAVIDMANAGING DIRECTOR & CEO1191057
PRAGER, FREDRIC JOELMANAGING DIRECTOR1018994
THURMAN, RHETT DAVIDMANAGING DIRECTOR/CFO/COO4484341

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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