Glenn M. Deak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Michael Deak was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1993. Glenn had worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2007 - April 16, 2008
MLP REAL ESTATE SECURITIES, INC.
January 11, 2005 - August 25, 2005
BURCH & COMPANY, INC
September 16, 2004 - July 14, 2021
THE IRA GUY LLC
February 2, 1999 - July 2, 2004
MORGAN STANLEY DW INC.
January 10, 1999 - July 2, 2004
MORGAN STANLEY DW INC.
January 4, 1996 - December 31, 1996
AMERICAN GENERAL SECURITIES INCORPORATED
March 25, 1994 - January 17, 1995
KENNEDY, CABOT & CO.
March 22, 1993 - October 29, 1993
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MLP REAL ESTATE SECURITIES, INC.
CRD#: 140383 / SEC#: , 8-67312
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PANATTONI, LEONARD CARL | OWNER | |
| PANATTONI, MARK LEONARD | PRESIDENT/SECRETARY/TREASURER/CCO/FINOP | 4927751 |
Red Flags
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