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Paul F. Mauceli

REEF SECURITIES
RICHARDSON, TX 75080
Some features on this profile are disabled
CRD#: 2330829
PM

Professional summary


Paul Frank Mauceli JR, who also goes by Jr Paul Frank Mauceli, is a registered financial professional currently at REEF SECURITIES, INC. located in Richardson, Texas.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1993. Paul has worked at 1 firm and has passed the Series 63, SIE, Series 22 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jr Paul Frank Mauceli

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paul Frank Mauceli JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 30, 1993 - Present

REEF SECURITIES, INC.

Office #1: 1901 N Central Expressway, Suite 310, Richardson, TX 75080
BD
CRD#: 31951
RICHARDSON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/26/2021)
RR
California
(1/25/2021)
RR
Colorado
(2/16/2021)
RR
Florida
(8/12/1993)
RR
Georgia
(1/25/2021)
RR
Idaho
(7/12/2022)
RR
Illinois
(3/4/2024)
RR
Iowa
(5/11/2021)
RR
Kansas
(2/17/2022)
RR
Kentucky
(2/14/2025)
RR
Louisiana
(2/2/2022)
RR
Maryland
(8/14/2025)
RR
Massachusetts
(4/13/2021)
RR
Michigan
(2/22/2024)
RR
Nevada
(2/5/2024)
RR
New Jersey
(7/22/2022)
RR
New York
(4/15/2021)
RR
North Carolina
(4/15/2021)
RR
North Dakota
(2/1/2021)
RR
Ohio
(7/19/1993)
RR
Oklahoma
(2/26/2024)
RR
Pennsylvania
(1/29/2021)
RR
Rhode Island
(9/29/2022)
RR
South Carolina
(3/1/2021)
RR
South Dakota
(11/4/2021)
RR
Texas
(1/12/2021)
RR
Utah
(2/20/2024)
RR
Virginia
(1/31/2025)
RR
Washington
(2/12/2021)
RR
West Virginia
(2/24/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 3/23/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RS
REEF SECURITIES, INC.
REEF SECURITIES, INC. | WESTERN AMERICAN SECURITIES CORPORATION

CRD#: 31951 / SEC#: , 8-45583

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558
Mailing Address
1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558
Phone number
(972) 437-6895
Established
Texas since 02/18/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MAUCELI, PAUL FRANK JRPRESIDENT2330829
MAUCELI, PAUL FRANK JRCCO2330829

Disclosures


Regulatory Event8
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REEF SECURITIES, INC.

CRD#: 31951Richardson, TX 75080

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