Jonathan Sard

SARD WEALTH MANAGMENT GROUP

Atlanta, GA 30342

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CRD#: 2330785

Professional summary

Jonathan Sard, CFP®, who also goes by Jonathan (no Middle Name) Sard, is a registered financial advisor currently at SARD WEALTH MANAGMENT GROUP, LLC located in Atlanta, Georgia.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jonathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Estate Planning

Investment Planning

Insurance Planning

Comprehensive Financial Planni...

Divorce Planning

Education Planning

Retirement Planning

Employee and Employer Plan Ben...

Elder Care

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Jonathan (no Middle Name) Sard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1. Sard Wealth Management Group, LLC 2. Investment Related 3. See Branch Office in Section 1 4. Registered Investment Advisor 5. President, IAR 6. 02/2007 7. 200 hrs/mo 8. 8 hrs during trading 9. Financial Planning, meeting with clients, portfolio management 2) 1. Jonathan Sard 2. Not investment related 3. See Branch Office in Section 1 4. Life, disability, long-term care and annuity insurance sales 5. Owner, licensed agent 6. 1992 7. 5 hrs/mo 8. 5 hrs/mo during trading 9. We provide insurance analysis for clients needing life, disability, or long term care insurance, or annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Sard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

August 23, 2007 - Present

SARD WEALTH MANAGMENT GROUP, LLC

Office #1: 5607 Glenridge Drive Suite 275, Building Ii, Atlanta, GA 30342

RIA

CRD#: 123457

Atlanta, GA

Past

July 23, 2020 - April 10, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Atlanta, GA

Past

August 15, 2002 - July 22, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

ATLANTA, GA

Past

December 18, 1996 - August 15, 2002

SICOR SECURITIES INC

CRD#: 16195

DAYTON, OH

Past

September 9, 1994 - March 30, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

April 7, 1993 - November 12, 1993

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SARD WEALTH MANAGMENT GROUP, LLC

SARD WEALTH MANAGEMENT GROUP, LLC | SARD, JONATHAN | SARD WEALTH MANAGMENT GROUP, LLC

CRD#: 123457 / SEC#: 801-68891

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

Georgia

Registered Investment Advisory firm - (3/12/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/9/2016)

IAR

Georgia
(8/23/2007)

IAR

Texas
(10/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/6/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SARD WEALTH MANAGMENT GROUP, LLC

SARD WEALTH MANAGEMENT GROUP, LLC | SARD, JONATHAN | SARD WEALTH MANAGMENT GROUP, LLC

CRD#: 123457 / SEC#: 801-68891

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

Georgia

Registered Investment Advisory firm - (3/12/2008 Terminated)

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Contact information

Main Address

5607 Glenridge Drive Suite 275, Building Ii, Atlanta, GA 30342

Mailing Address

Phone number

(404) 843-4483

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWMG FORM ADV 2A-2B DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (2/6/2025)

Regulatory assets under management

Total Number of Accounts	1,076
AUM (Assets Under Management)	$ 389,410,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Jonathan Sard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Sard's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SECURITIES SERVICE NETWORK, LLC

SICOR SECURITIES INC

GUARDIAN INVESTOR SERVICES LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

SARD WEALTH MANAGMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/1996

Series 63

Date: 12/9/1994

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2002

Series 6

Date: 4/6/1993

Current Firm

SARD WEALTH MANAGMENT GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SARD WEALTH MANAGMENT GROUP, LLC

TRUST BUT VERIFY

Contact information

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