Essam A. Ayad

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CRD#: 2330756

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Essam Abdou Ayad, who also goes by Sam Ayad, was a registered financial professional .

Essam is a previously registered financial professional and started their career in finance in 1996. Essam had worked at 9 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sam Ayad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 28, 2022 - November 1, 2022

SUPREME ALLIANCE LLC

CRD#: 45348

CHARLOTTE, NC

Past

December 6, 2019 - September 14, 2020

STONEX SECURITIES INC.

CRD#: 18456

Laguna Hills, CA

Past

February 26, 2013 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

April 30, 2009 - April 1, 2011

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

NEW YORK, NY

Past

October 11, 2005 - June 1, 2007

SIGNATOR INVESTORS, INC.

CRD#: 468

LAGUNA NIGUEL, CA

Past

July 29, 2002 - January 20, 2005

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

IRVINE, CA

Past

July 12, 2002 - January 20, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 12, 2002 - January 20, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

October 19, 2000 - July 8, 2002

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

March 15, 1996 - October 16, 2000

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUPREME ALLIANCE LLC

BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL

CRD#: 45348 / SEC#: 801-108980, 8-51046

RIA

Registered Investment Advisory firm - SEC (1/23/2017 Approved)

Idaho

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (3/22/2017 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (3/30/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/11/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/14/1996

General Securities Representative Examination

Current Firm

SUPREME ALLIANCE LLC

BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL

CRD#: 45348 / SEC#: 801-108980, 8-51046

RIA

Registered Investment Advisory firm - SEC (1/23/2017 Approved)

Idaho

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (3/22/2017 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (3/30/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

14804 Resolves Lane, Charlotte, NC 28277

Mailing Address

2187 Ivy Crest Drive, Bellbrook, OH 45305

Phone number

(561) 460-2870

Established

Delaware since 03/04/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (37 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SUPREME ALLIANCE LLC- FORM ADV2A AND PRIVACY POLICY (7/2/2025)

Direct owners and executive officers

Name	Position	CRD#
INSURANCE DISTRIBUTION CONSULTING LLC	OWNER
HUSBANDS, ROGER BRENT	COMPLIANCE PRINCIPAL	845110
JONES, MICHAEL WASHINGTON	FINOP / CEO / CCO

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 18,279,631

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Essam A. Ayad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONEX SECURITIES INC.

QUEST CAPITAL STRATEGIES, INC.

NEWPORT COAST SECURITIES, INC.

SIGNATOR INVESTORS, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MONEY CONCEPTS CAPITAL CORP

Primary Firm SEC Registration

SUPREME ALLIANCE LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/11/1996

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/14/1996

Current Firm

SUPREME ALLIANCE LLC

Contact information

SEC notice filing (37 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SUPREME ALLIANCE LLC

TRUST BUT VERIFY

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