Richard C. St Pierre
Professional summary
Richard Christopher St Pierre, who also goes by Richard C St Pierre Jr, Richard Christopher St Pierre Jr, Richard C St Pierre Jr Jr, Richard Christopher Stpierre Jr, Richard Christopher Stpierre, is a registered financial professional currently at SUMRIDGE PARTNERS, LLC located in Jersey City, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Christopher St Pierre's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2012 - Present
SUMRIDGE PARTNERS, LLC
Office #1: 111 Town Square Place, Jersey City, NJ 07310Office #2: 111 Town Square Place Suite 320, Jersey City Nj 07310, NJ 07310March 11, 2010 - February 10, 2012
FIRST NEW YORK SECURITIES L.L.C.
August 4, 2009 - February 12, 2010
PALI CAPITAL, INC.
June 1, 2009 - August 3, 2009
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 3, 2003 - February 28, 2005
MORGAN STANLEY DW INC.
March 26, 1993 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
SUMRIDGE PARTNERS, LLC
CRD#: 152437 / SEC#: , 8-68454
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREST ACQUISITION CO. | OWNER | |
| CARTER, HORACE LEROY | PRESIDENT | 2157720 |
| CATLIN, CHRISTOPHER EDWIN | DIRECTOR OF OPERATIONS/ COO (2/2015) | 1759063 |
| CHAMPAGNE, JUSTIN TYLER | MUNICIPAL PRINCIPAL/ MANAGING DIRECTOR (7/2022) | 5822474 |
| CHAMPAGNE, RYAN | HEAD OF TRADING/ SENIOR MANAGING DIRECTOR (7/2022) | 4774950 |
| DELEON, ALLYSSA NICOLE | CFO/ FINOP | 6902665 |
| JIANG, JIANZHONG | CHIEF TECHNOLOGY OFFICER/ SENIOR MANAGING DIRECTOR (7/2022) | 4779195 |
| MORANO, KEVIN ROBERT | SENIOR MANAGING DIRECTOR | 1928935 |
| SHIM, KATHERINE | CHIEF COMPLIANCE OFFICER | 4204142 |
Red Flags
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