Billy R. Thedford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Billy Ray Thedford, who also goes by Bill Thedford, Billy R Thedford, was a registered financial professional .
Billy is a previously registered financial professional and started their career in finance in 1993. Billy had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 1996 - December 31, 2000
TYM SECURITIES, INC.
April 29, 1996 - October 14, 1996
MOMENTUM INDEPENDENT NETWORK INC.
January 11, 1996 - May 6, 1996
TAYLOR STUART FINANCIAL, INC.
June 10, 1993 - January 15, 1996
HARRIS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TYM SECURITIES, INC.
CRD#: 40748 / SEC#: , 8-49181
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
