Jeremy B. Hellman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Brian Hellman was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 1993. Jeremy had worked at 12 firms and has passed the Series 66, Series 63, Series 86, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2009 - January 17, 2014
DIVINE CAPITAL MARKETS LLC
September 2, 2008 - December 31, 2015
AVENUE T
February 14, 2007 - December 10, 2007
THOMPSON DAVIS & CO., INC.
August 17, 2005 - December 10, 2007
THOMPSON DAVIS & CO., INC.
July 13, 2004 - July 13, 2005
MONARCH FINANCIAL CORPORATION OF AMERICA
May 18, 2004 - June 14, 2004
MML INVESTORS SERVICES, LLC
September 20, 1999 - February 23, 2004
MONARCH FINANCIAL CORPORATION OF AMERICA
May 3, 1999 - September 21, 1999
RAMIUS SECURITIES LLC
May 19, 1998 - May 10, 1999
APEX CLEARING CORPORATION
August 1, 1997 - May 13, 1998
CROWN FINANCIAL GROUP, INC.
January 23, 1997 - July 9, 1997
WEST AMERICA SECURITIES CORP
March 9, 1995 - January 15, 1997
NASH, WEISS & CO.
October 21, 1994 - February 3, 1995
ROBERT FLEMING INC.
June 7, 1993 - September 9, 1994
BRANCH, CABELL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/24/1998
Limited Representative-Equity Trader ExamCurrent Firm
DIVINE CAPITAL MARKETS LLC
CRD#: 118212 / SEC#: , 8-53650
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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